Reg D Verify®
Confidential Investor Intelligence for Issuers, Placement Agents, and Funding Administrators
Know your investor before they sign.
Reg D Verifier is a seller-side due diligence platform that aggregates and verifies intelligence on investor identity, accreditation, prior Reg D participation, ongoing Reg D participation, history of investments, and other data, then assembles it into a confidential investor profile not available anywhere else.
A single, confidential investor profile that combines:
Investor identity verification
Confirm identity and associated entities using public records
Accreditation status confirmation
Verify accredited investor status using public records
Prior Reg D participation
Identify prior Reg D offerings across issuers and entities
Ongoing Reg D participation
Surface concurrent participation in active Reg D offerings
History of Investments
Map private market investments where publicly inferable
Other public and semi-public data
Aggregate unique data not otherwise available as a single record
The result is a structured intelligence record that supports investor onboarding, suitability documentation, and exemption integrity, without requiring you to chase the same information across a dozen disconnected sources.
Document the diligence you're already supposed to be doing
Rule 506(c) verification, Rule 506(b) reasonable-belief documentation, and KYC/AML workflows all require defensible investor records. Reg D Intelligence produces a structured profile that fits inside that workflow rather than running alongside it.
See concurrent participation you wouldn't otherwise catch
Investors active in several Reg D offerings at once create concentration, integration, and disclosure considerations that issuers often discover too late.
Reduce post-close surprises
Identity inconsistencies, accreditation drift, and undisclosed prior placements are the kind of facts that turn up after the wire hits. Reg D Intelligence moves them to the front of the transaction.
Standardize across counterparties
Placement agents, escrow agents, fund administrators, and counsel each pull from different data sets. Reg D Intelligence produces one shared, reproducible record everyone can rely on.
Verifier profiles are assembled from public and semi-public records, structured by EDGAR-INSIDER’s analytical core. Inputs include, among others:
- EDGAR filing history involving the investor or affiliated entities
- Secretaries of State records and related-entity mapping
- Investment adviser and broker-dealer registrations where applicable
- UCC-1 filings
- Federal PACER filings
- State enforcement actions and consent orders
- Arbitration databases at FINRA, JAMS, and the American Arbitration Association
- Corporate officer databases and beneficial-ownership inference where supported by public records
All tiers are non-advisory. All deliver a proprietary 0-100 grade and a branded PDF report.
Tier 1
Verify Standard
Threshold Verification
$499
per subject · point-in-time
- Identity / entity verification: KYC and formation & good-standing confirmation
- Accredited-investor review: documentary checklist supporting Rule 506(b) reasonable belief
- OFAC / U.S. sanctions screen: SDN and Consolidated lists
- Federal securities & SRO screen: SEC litigation, FINRA BrokerCheck, IAPD
- Single subject: one natural person or one entity, no look-through
Turnaround 2 business days
Request ReportTier 2
Verify Enhanced
Reasonable-steps Verification
$899
per subject · point-in-time
- Everything in Standard, plus:
- 506(c) reasonable-steps package: income/net-worth documentation, third party (CPA / attorney / broker-dealer / RIA) confirmation pathway, or the Byrne NAL minimum-investment pathway
- Full Rule 506(d) disqualifying-event taxonomy screen, applied where the subject may cross the 20% beneficial-owner threshold
- Civil litigation, bankruptcy, tax-lien & judgment search
- PEP and adverse-media screening
- Beneficial-ownership mapping to 20% / 25%
Turnaround 1 business day
Request ReportTier 3
Verify Institutional
Counsel-ready diligence file
$1,799
per subject · 12-mo monitoring
- Everything in Enhanced, plus:
- AML / source-of-funds posture analysis
- Full control-person & beneficial-ownership tree: multi-tier funds, SPVs, trusts, nominee structures to ultimate owners
- International sanctions & cross-border adverse records: UN, EU, UK OFSI
- Evidentiary appendix: documentary exhibits with source citations and retrieval timestamps
- Named analyst + Editor-of-Record review
- 12-month continuous re-screen with adverse-record alerting
Turnaround Priority / same-day*
Request ReportA single 0-100 figure expressing two things: how completely the subject was verified by documentary or third-party evidence, and the presence, severity, and recency of adverse records across the screened domains. It is an evidentiary confidence grade, not a creditworthiness, suitability, or investment-merit score.
What the Grade Measures
Verification completeness.
The share of the diligence set confirmed by documentary or third-party evidence, as against items that remain self-certified or unresolved.
Adverse-record exposure.
The presence, materiality, and recency of records across sanctions, enforcement, litigation, and ownership domains.
Hard-Effect Rules
- Confirmed OFAC / sanctions match → automatic NOT VERIFIED floor
- Active securities enforcement against the subject as a prospective ≥20% owner → ceiling at PROVISIONAL pending issuer / counsel review
- Failed identity verification → grade cannot exceed PROVISIONAL
Grade Range Guide
EDGAR-INSIDER refuses broker introductions and transaction-based compensation to stay clear of the broker-dealer line.
All Reg D Verify outputs are compiled from objective data inputs, subject to editorial review by Private Placement Advisors’ securities law team to preserve seller-side independence.
“That independence matters, because verification that arrives bundled with placement, brokerage, or referral incentives is no longer verification.”
Two Products, One Discipline
Reg D Score grades issuers for investors.
Reg D Verify verifies investors for issuers.
Both Are Independent
Neither pays for the other.
Neither product creates referral, brokerage, or transaction-based incentives.
Opposite Sides of the Table
Reg D Score looks at the issuer.
Reg D Verify looks at the investor.
Same Standards of Independence
Both follow EDGAR-INSIDER's strict independence and methodology standards.
Complete the brief inquiry form and a member of our team will respond with next steps and a custom engagement proposal.
Request ReportImportant Disclosures
EDGAR-INSIDER® is not a regulator, auditor, or investment advisor.
The platform provides analytical intelligence and pattern-detection tools only and does not constitute legal advice, investment recommendations, or regulatory approval.
Users should independently verify all information and consult qualified professionals before acting on any information provided.