Reg D Verify®
Confidential Investor Intelligence for Issuers, Placement Agents, and Funding Administrators
Know your investor before they sign.
Reg D Verifier is a seller-side due diligence platform that aggregates and verifies intelligence on investor identity, accreditation, prior Reg D participation, ongoing Reg D participation, history of investments, and other data, then assembles it into a confidential investor profile not available anywhere else.
A single, confidential investor profile that combines:
Investor identity verification
Confirm identity and associated entities using public records
Accreditation status confirmation
Verify accredited investor status using public records
Prior Reg D participation
Identify prior Reg D offerings across issuers and entities
Ongoing Reg D participation
Surface concurrent participation in active Reg D offerings
History of Investments
Map private market investments where publicly inferable
Other public and semi-public data
Aggregate unique data not otherwise available as a single record
The result is a structured intelligence record that supports investor onboarding, suitability documentation, and exemption integrity, without requiring you to chase the same information across a dozen disconnected sources.
For issuers and placement professionals
Vet the money, and the people bringing it.
Document the diligence you're already supposed to be doing
Rule 506(c) verification, Rule 506(b) reasonable-belief documentation, and KYC/AML workflows all require defensible investor records. Reg D Intelligence produces a structured profile that fits inside that workflow rather than running alongside it.
See concurrent participation you wouldn't otherwise catch
Investors active in several Reg D offerings at once create concentration, integration, and disclosure considerations that issuers often discover too late.
Reduce post-close surprises
Identity inconsistencies, accreditation drift, and undisclosed prior placements are the kind of facts that turn up after the wire hits. Reg D Intelligence moves them to the front of the transaction.
Standardize across counterparties
Placement agents, escrow agents, fund administrators, and counsel each pull from different data sets. Reg D Intelligence produces one shared, reproducible record everyone can rely on.
Verifier profiles are assembled from public and semi-public records, structured by EDGAR-INSIDER’s analytical core. Inputs include, among others:
- EDGAR filing history involving the investor or affiliated entities
- Secretaries of State records and related-entity mapping
- Investment adviser and broker-dealer registrations where applicable
- UCC-1 filings
- Federal PACER filings
- State enforcement actions and consent orders
- Arbitration databases at FINRA, JAMS, and the American Arbitration Association
- Corporate officer databases and beneficial-ownership inference where supported by public records
All tiers are non-advisory. All deliver a proprietary 0-100 grade and a branded PDF report, backed by a 100% money-back guarantee.
Tier 1
Verify Standard
Threshold Verification
$499
per subject · point-in-time
- Identity / entity verification: KYC and formation & good-standing confirmation
- Accredited-investor review: documentary checklist supporting Rule 506(b) reasonable belief
- OFAC / U.S. sanctions screen: SDN and Consolidated lists
- Federal securities & SRO screen: SEC litigation, FINRA BrokerCheck, IAPD
- Single subject: one natural person or one entity, no look-through
Turnaround 2 business days
Request ReportTier 2
Verify Enhanced
Reasonable-steps Verification
$899
per subject · point-in-time
- Everything in Standard, plus:
- 506(c) reasonable-steps package: income/net-worth documentation, third party (CPA / attorney / broker-dealer / RIA) confirmation pathway, or the Byrne NAL minimum-investment pathway
- Full Rule 506(d) disqualifying-event taxonomy screen, applied where the subject may cross the 20% beneficial-owner threshold
- Civil litigation, bankruptcy, tax-lien & judgment search
- PEP and adverse-media screening
- Beneficial-ownership mapping to 20% / 25%
Turnaround 1 business day
Request ReportTier 3
Verify Institutional
Counsel-ready diligence file
$1,799
per subject · 12-mo monitoring
- Everything in Enhanced, plus:
- AML / source-of-funds posture analysis
- Full control-person & beneficial-ownership tree: multi-tier funds, SPVs, trusts, nominee structures to ultimate owners
- International sanctions & cross-border adverse records: UN, EU, UK OFSI
- Evidentiary appendix: documentary exhibits with source citations and retrieval timestamps
- Named analyst + Editor-of-Record review
- 12-month continuous re-screen with adverse-record alerting
Turnaround Priority / same-day*
Request ReportA single 0-100 figure expressing two things: how completely the subject was verified by documentary or third-party evidence, and the presence, severity, and recency of adverse records across the screened domains. It is an evidentiary confidence grade, not a creditworthiness, suitability, or investment-merit score.
What the Grade Measures
Verification completeness.
The share of the diligence set confirmed by documentary or third-party evidence, as against items that remain self-certified or unresolved.
Adverse-record exposure.
The presence, materiality, and recency of records across sanctions, enforcement, litigation, and ownership domains.
Hard-Effect Rules
- Confirmed OFAC / sanctions match → automatic NOT VERIFIED floor
- Active securities enforcement against the subject as a prospective ≥20% owner → ceiling at PROVISIONAL pending issuer / counsel review
- Failed identity verification → grade cannot exceed PROVISIONAL
Grade Range Guide
EDGAR-INSIDER refuses broker introductions and transaction-based compensation to stay clear of the broker-dealer line.
All Reg D Verify outputs are compiled from objective data inputs, subject to editorial review by Private Placement Advisors’ securities law team to preserve seller-side independence.
“That independence matters, because verification that arrives bundled with placement, brokerage, or referral incentives is no longer verification.”
Two Products, One Discipline
Reg D Score grades issuers for investors.
Reg D Verify verifies investors for issuers.
Both Are Independent
Neither pays for the other.
Neither product creates referral, brokerage, or transaction-based incentives.
Opposite Sides of the Table
Reg D Score looks at the issuer.
Reg D Verify looks at the investor.
Same Standards of Independence
Both follow EDGAR-INSIDER's strict independence and methodology standards.
Complete the brief inquiry form and a member of our team will respond with next steps and a custom engagement proposal.
Request ReportRequest a Reg D Verify® engagement
Tell us who or what you need verified and the tier that fits. We respond with next steps and a custom engagement proposal.
Important Disclosures
EDGAR-INSIDER® is not a regulator, auditor, or investment advisor.
The platform provides analytical intelligence and pattern-detection tools only and does not constitute legal advice, investment recommendations, or regulatory approval.
Users should independently verify all information and consult qualified professionals before acting on any information provided.